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the legal stuff

713-337-4500

3730 Kirby Drive, Suite 600

Houston, Texas 77098

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The Broughton Investment Group Inc. is a state registered investment adviser. The Broughton Investment Group Inc. may only transact business in those jurisdictions in which it is registered or qualifies for an exemption or exclusion from registration requirements. The Broughton Investment Group Inc.’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of The Broughton Investment Group Inc.’s web site on the Internet should not be construed by any consumer and/or prospective client as The Broughton Investment Group Inc’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by The Broughton Investment Group Inc with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of The Broughton Investment Group Inc.

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Separate from the financial plan and our role as a financial planner, we may recommend the purchase of specific investment or insurance products or account. These product recommendations are not part of the financial plan and you are under no obligation to follow them. Investments are not guaranteed. The performance data shown represent past performance, which is not a guarantee of future results. Investment returns and principal value will fluctuate, so that investors' shares, when sold, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data cited. 

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A copy of The Broughton Investment Group Inc’s current written disclosure statement discussing The Broughton Investment Group Inc’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov. 

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This website and information are provided for guidance and information purposes only.  Investments involve risk and unless otherwise stated, are not guaranteed.  Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy.  This website and information are not intended to provide investment, tax, or legal advice. 

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